Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Howell | 4757297 | 4 | 10/24/2018 | Customer Dispute | Closed-No Action | $6,603.93 | $0.00 | See FINRA Report |
| Michael John Isaac | 2287287 | 5 | 08/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Howell | 4757297 | 4 | 08/04/2015 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Walter Malinowski | 1362341 | 4 | 06/11/2014 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| James Moss Madden | 2883455 | 2 | 06/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Milton Lee Watson | 2777404 | 5 | 04/07/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lynn Smeraldo | 1884870 | 1 | 03/21/2013 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 8 | 03/10/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roland F Chicas | 2712639 | 2 | 06/25/2012 | Customer Dispute | Settled | $416,482.00 | $0.00 | See FINRA Report |
| Jeffrey Joseph Scrimenti | 1451945 | 2 | 03/26/2012 | Customer Dispute | Closed-No Action | $7,400.00 | $0.00 | See FINRA Report |