Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Moss Madden | 2883455 | 2 | 06/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Milton Lee Watson | 2777404 | 5 | 04/07/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Robert Romero | 2468255 | 3 | 08/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lynn Smeraldo | 1884870 | 1 | 03/21/2013 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 9 | 03/10/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roland F Chicas | 2712639 | 2 | 06/25/2012 | Customer Dispute | Settled | $416,482.00 | $0.00 | See FINRA Report |
| Paul Kyrillidis | 4709648 | 1 | 04/06/2012 | Customer Dispute | Denied | $19,956.60 | $0.00 | See FINRA Report |
| Jeffrey Joseph Scrimenti | 1451945 | 2 | 03/26/2012 | Customer Dispute | Closed-No Action | $7,400.00 | $0.00 | See FINRA Report |
| Kylle Branin Bernethy | 5046649 | 1 | 08/25/2009 | Customer Dispute | Closed-No Action | $88,835.00 | $0.00 | See FINRA Report |
| Mary Joanne Petretto | 3210670 | 9 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |