Our Staff has compiled our research into a database of FINRA Broker Disclosures for Innovation Partners LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sophearath Uoy | 6644420 | 2 | 11/06/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Arik Botier | 2686801 | 2 | 07/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nicholas Anthony Beane | 4859773 | 1 | 10/09/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Jerome Grant | 4468407 | 4 | 05/08/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Jerome Grant | 4468407 | 4 | 01/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy Ballard White | 2155480 | 6 | 02/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Miguel A Taveras | 6344964 | 1 | 04/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eric Garrett Englebrecht | 2964769 | 1 | 03/30/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Thomas Dunnett | 2693001 | 2 | 07/12/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Stace J Jensen | 4122137 | 1 | 02/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |