Our Staff has compiled our research into a database of FINRA Broker Disclosures for Beaconsfield Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Edward Dean | 865070 | 3 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Luke Bruce Barefoot | 4559891 | 1 | 05/13/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Edward Dean | 865070 | 3 | 04/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Edward Dean | 865070 | 3 | 12/21/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Frank Anthony Lopresti | 5059135 | 1 | 11/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard King Rainier | 2603107 | 1 | 01/26/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |