Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Conover | 2919616 | 3 | 05/14/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Conover | 2919616 | 3 | 02/27/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher James Conover | 2919616 | 3 | 04/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |