Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sumo Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Christopher Malone | 2413035 | 1 | 04/29/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Peter Moore | 2357444 | 3 | 03/17/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Patrick Robinson | 2360205 | 1 | 11/30/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Peter Moore | 2357444 | 3 | 09/15/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |