Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Ray Deiter | 5225102 | 6 | 05/29/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Edward Metz | 4687011 | 2 | 04/21/2018 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| MacK Leon Miller | 2822317 | 8 | 04/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Nicholas Cassese | 1925159 | 4 | 03/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Therese Imparato | 2317738 | 2 | 11/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Perlongo | 4913481 | 8 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Perlongo | 4913481 | 8 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Perlongo | 4913481 | 8 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Talbot | 3059670 | 7 | 10/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Valdez | 2926686 | 8 | 10/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |