Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Pecoraro | 2440231 | 19 | 02/18/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Perlongo | 4913481 | 8 | 12/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Morgan Duddy | 2145276 | 3 | 10/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesse D Krapf | 5467277 | 4 | 10/10/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Joseph Kelly | 4560737 | 5 | 09/27/2018 | Customer Dispute | Settled | $1,082,640.00 | $0.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 11 | 09/18/2018 | Customer Dispute | Settled | $965,180.00 | $0.00 | See FINRA Report |
| Michael Joseph Russo | 3072489 | 15 | 09/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Perlongo | 4913481 | 8 | 09/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Therese Imparato | 2317738 | 2 | 08/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harold Steve Jones | 4333409 | 4 | 07/23/2018 | Customer Dispute | Pending | $171,851.00 | $0.00 | See FINRA Report |