Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis J Lippmann | 5908823 | 4 | 08/08/2019 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Shoug Mayson | 5634302 | 8 | 08/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shoug Mayson | 5634302 | 8 | 07/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Anthony Arena | 2754309 | 7 | 06/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas John Briguccia | 2311865 | 1 | 05/19/2019 | Customer Dispute | Settled | $1,911,620.00 | $0.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 11 | 05/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse D Krapf | 5467277 | 4 | 05/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Perlongo | 4913481 | 8 | 04/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas James Schiano | 4429212 | 8 | 04/12/2019 | Customer Dispute | Settled | $208,000.00 | $0.00 | See FINRA Report |
| Joseph F Rossetti | 5324812 | 1 | 03/19/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |