Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sebastian G Bongiovanni | 4398600 | 6 | 01/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Carlo | 2080659 | 6 | 11/05/1998 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Richard Alfred Saitta | 2592014 | 4 | 10/31/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard Alfred Saitta | 2592014 | 4 | 10/29/1998 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| David William Noble | 1469650 | 1 | 10/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Christopher Tsiorvas | 2562365 | 6 | 06/10/1998 | Customer Dispute | Settled | $6,700.00 | $0.00 | See FINRA Report |
| George Carlo | 2080659 | 6 | 05/21/1998 | Customer Dispute | Award / Judgment | $10,000.00 | $2,900.00 | See FINRA Report |
| George Carlo | 2080659 | 6 | 04/21/1998 | Customer Dispute | Settled | $198,088.00 | $0.00 | See FINRA Report |
| Robert Fitzpatrick | 842159 | 2 | 11/14/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Christopher Tsiorvas | 2562365 | 6 | 07/10/1997 | Customer Dispute | Settled | $66,035.30 | $0.00 | See FINRA Report |