Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Steve Jones | 4333409 | 4 | 06/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Pecoraro | 2440231 | 19 | 05/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Perlongo | 4913481 | 8 | 03/16/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Justin Ray Deiter | 5225102 | 6 | 02/25/2022 | Customer Dispute | Settled | $30,846.50 | $0.00 | See FINRA Report |
| John Joseph Stapleton | 2791194 | 14 | 12/20/2021 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 11 | 12/10/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Schiano | 4429212 | 8 | 12/10/2021 | Customer Dispute | Pending | $350,343.00 | $0.00 | See FINRA Report |
| Joseph Kelly | 4560737 | 5 | 12/10/2021 | Customer Dispute | Pending | $844,107.00 | $0.00 | See FINRA Report |
| Richard Joseph Perlongo | 4913481 | 8 | 12/10/2021 | Customer Dispute | Pending | $13,028.70 | $0.00 | See FINRA Report |
| John Michael Palma | 6848651 | 1 | 12/07/2021 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |