Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Talbot | 3059670 | 7 | 10/11/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Pecoraro | 2440231 | 19 | 08/31/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Russo | 3072489 | 15 | 07/18/2006 | Customer Dispute | Closed-No Action | $7,800.00 | $0.00 | See FINRA Report |
| Gary Talbot | 3059670 | 7 | 06/09/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Dugan | 2824966 | 7 | 02/23/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Talbot | 3059670 | 7 | 02/08/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Pecoraro | 2440231 | 19 | 12/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Russo | 3072489 | 15 | 10/28/2005 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Allegra | 2481455 | 1 | 09/14/2005 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Sebastian G Bongiovanni | 4398600 | 6 | 08/20/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |