Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Howard Coons | 2049465 | 6 | 03/17/2009 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| David Aron Dudkin | 1849292 | 5 | 01/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew S Reynolds | 5586933 | 6 | 10/17/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Russo | 3072489 | 15 | 09/17/2008 | Customer Dispute | Closed-No Action | $20,196.00 | $0.00 | See FINRA Report |
| MacK Leon Miller | 2822317 | 8 | 09/13/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Valdez | 2926686 | 8 | 07/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Pecoraro | 2440231 | 19 | 04/01/2008 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| George Christopher Tsiorvas | 2562365 | 6 | 12/13/2007 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Dugan | 2824966 | 7 | 09/30/2007 | Customer Dispute | Settled | $323,000.00 | $0.00 | See FINRA Report |
| James Robert Pecoraro | 2440231 | 19 | 05/11/2007 | Customer Dispute | Closed-No Action | $15,680.00 | $0.00 | See FINRA Report |