Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Slobodan Schneider | 4223509 | 2 | 04/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Kelly | 4560737 | 5 | 04/04/2016 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Shoug Mayson | 5634302 | 8 | 03/09/2016 | Customer Dispute | Denied | $9,881.00 | $0.00 | See FINRA Report |
| Marc Anthony Arena | 2754309 | 7 | 03/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shoug Mayson | 5634302 | 8 | 02/22/2016 | Customer Dispute | Denied | $20,734.00 | $0.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 11 | 12/17/2015 | Customer Dispute | Settled | $163,886.00 | $0.00 | See FINRA Report |
| Slobodan Schneider | 4223509 | 2 | 09/29/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew S Reynolds | 5586933 | 6 | 08/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Aron Dudkin | 1849292 | 5 | 06/23/2015 | Customer Dispute | Closed-No Action | $260,000.00 | $0.00 | See FINRA Report |
| Jesse D Krapf | 5467277 | 4 | 05/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |