Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| MacK Leon Miller | 2822317 | 8 | 09/13/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Valdez | 2926686 | 9 | 07/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Talbot | 3059670 | 7 | 10/11/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Talbot | 3059670 | 7 | 06/09/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Talbot | 3059670 | 7 | 02/08/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Talbot | 3059670 | 7 | 07/06/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Talbot | 3059670 | 7 | 11/26/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Anthony Arena | 2754309 | 8 | 02/09/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Talbot | 3059670 | 7 | 12/19/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |