Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chester E Scotland | 2858846 | 3 | 06/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Stapleton | 2791194 | 16 | 04/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Stapleton | 2791194 | 16 | 01/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Valdez | 2926686 | 9 | 11/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| MacK Leon Miller | 2822317 | 8 | 05/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Valdez | 2926686 | 9 | 04/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Stapleton | 2791194 | 16 | 08/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chester E Scotland | 2858846 | 3 | 11/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Misa Scarboro | 1288421 | 1 | 04/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Stapleton | 2791194 | 16 | 03/27/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |