Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Stapleton | 2791194 | 16 | 02/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Stapleton | 2791194 | 16 | 01/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Valdez | 2926686 | 9 | 12/14/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Anthony Arena | 2754309 | 8 | 03/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesse D Krapf | 5467277 | 5 | 05/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Christopher Tsiorvas | 2562365 | 6 | 01/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesse D Krapf | 5467277 | 5 | 05/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Stapleton | 2791194 | 16 | 04/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Nicholas Cassese | 1925159 | 5 | 04/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Stapleton | 2791194 | 16 | 12/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |