Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Joseph Perlongo | 4913481 | 7 | 09/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Therese Imparato | 2317738 | 2 | 08/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Valdez | 2926686 | 9 | 04/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| MacK Leon Miller | 2822317 | 8 | 04/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Joerg Daniel Petzel | 7764545 | 2 | 01/24/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Perlongo | 4913481 | 7 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Perlongo | 4913481 | 7 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Joseph Perlongo | 4913481 | 7 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Talbot | 3059670 | 7 | 10/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Luis Valdez | 2926686 | 9 | 10/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |