Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela Therese Imparato | 2317738 | 2 | 11/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joey Giamichael | 3248158 | 5 | 07/25/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Howard Coons | 2049465 | 6 | 12/20/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Pace | 2481049 | 9 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Anthony Arena | 2754309 | 8 | 07/28/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joey Giamichael | 3248158 | 5 | 05/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Howard Coons | 2049465 | 6 | 01/31/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joey Giamichael | 3248158 | 5 | 01/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joey Giamichael | 3248158 | 5 | 10/15/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Pecoraro | 2440231 | 19 | 11/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |