Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Christoforidis | 2841315 | 1 | 05/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Valdez | 2926686 | 8 | 08/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Dugan | 2824966 | 7 | 07/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |