Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spartan Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Dennis Lowry | 4336146 | 12 | 06/28/2013 | Customer Dispute | Closed-No Action | $17,288.60 | $0.00 | See FINRA Report |
| Joseph Nicholas Cassese | 1925159 | 5 | 02/05/2013 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| David Aron Dudkin | 1849292 | 5 | 10/25/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Nicholas Cassese | 1925159 | 5 | 10/05/2011 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| John Dennis Lowry | 4336146 | 12 | 10/21/2009 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Anthony Pace | 2481049 | 9 | 03/24/2009 | Customer Dispute | Closed-No Action | $48,176.00 | $0.00 | See FINRA Report |
| George Christopher Tsiorvas | 2562365 | 6 | 12/13/2007 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| James Robert Pecoraro | 2440231 | 19 | 05/11/2007 | Customer Dispute | Closed-No Action | $15,680.00 | $0.00 | See FINRA Report |
| James Robert Pecoraro | 2440231 | 19 | 12/14/2004 | Customer Dispute | Closed-No Action | $8,240.00 | $0.00 | See FINRA Report |
| Arthur Mel Coffey | 2553466 | 21 | 01/24/2001 | Customer Dispute | Closed-No Action | $12,538.00 | $0.00 | See FINRA Report |