Our Staff has compiled our research into a database of FINRA Broker Disclosures for Starwood Capital, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Kittredge Broder | 2421939 | 2 | 02/28/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Kittredge Broder | 2421939 | 2 | 03/30/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Andrew Shankweiler | 5238581 | 1 | 11/01/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |