Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital City Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Cornelious Clark | 4602306 | 3 | 07/11/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 05/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Enyinnaya Ihechituru Kanu | 1863520 | 5 | 03/14/2013 | Customer Dispute | Settled | $40,799.40 | $0.00 | See FINRA Report |
| Vaughn Flowers | 6174050 | 1 | 09/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin L Fifer | 4750052 | 12 | 08/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 07/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin L Fifer | 4750052 | 12 | 09/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Scott Shear | 2174281 | 9 | 04/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Scott Shear | 2174281 | 9 | 04/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Mervin Roland | 1871181 | 4 | 02/19/2010 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |