Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital City Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin L Fifer | 4750052 | 12 | 02/15/2015 | Customer Dispute | Award / Judgment | $32,312.40 | $32,312.40 | See FINRA Report |
| James Mervin Roland | 1871181 | 4 | 02/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Scott Shear | 2174281 | 9 | 10/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis Cornelious Clark | 4602306 | 3 | 09/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Scott Shear | 2174281 | 9 | 06/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 05/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 05/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 04/09/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 10/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis Cornelious Clark | 4602306 | 3 | 07/11/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |