Our Staff has compiled our research into a database of FINRA Broker Disclosures for Penserra Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amber Lindsay Schwartz | 1766248 | 1 | 12/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Bloom | 5517295 | 1 | 11/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Jeff Boyd | 2111231 | 1 | 10/05/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Christopher Armstrong | 3116636 | 1 | 04/03/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Gregory Goddard | 1357265 | 1 | 06/29/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |