Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeb J Altonaga | 6588028 | 1 | 03/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Peter Leone | 5385949 | 1 | 01/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Vance Gray | 2277797 | 1 | 02/25/1999 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Bruce Gary Kaserman | 1399350 | 1 | 04/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |