Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Clement Hepburn | 7153118 | 2 | 05/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darryl Robert Bull | 1440055 | 1 | 08/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Charles Pollina | 2552092 | 1 | 12/23/2009 | Customer Dispute | Settled | $166,989.00 | $0.00 | See FINRA Report |
| Cory Alexander Semel | 5492964 | 1 | 12/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Hamel | 5384324 | 1 | 03/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Martin Hill | 2462110 | 3 | 06/28/2004 | Customer Dispute | Denied | $38,922.00 | $0.00 | See FINRA Report |
| Raymond Joseph Filorimo | 2630840 | 3 | 10/13/2003 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Cyril Bahr Roseman | 2268422 | 2 | 08/04/2003 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Raymond Joseph Filorimo | 2630840 | 3 | 10/31/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Joseph Filorimo | 2630840 | 3 | 08/05/2002 | Customer Dispute | Denied | $85,508.00 | $0.00 | See FINRA Report |