Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Martin Hill | 2462110 | 3 | 09/30/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Brian Winterowd | 5744558 | 1 | 06/04/2014 | Customer Dispute | Settled | $64,974.00 | $0.00 | See FINRA Report |
| Christopher Charles Pollina | 2552092 | 1 | 12/23/2009 | Customer Dispute | Settled | $166,989.00 | $0.00 | See FINRA Report |
| Raymond Joseph Filorimo | 2630840 | 3 | 10/13/2003 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Cyril Bahr Roseman | 2268422 | 2 | 08/04/2003 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Gregory Vance Gray | 2277797 | 1 | 02/25/1999 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |