Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Jason Collins2915653311/18/2019RegulatoryFinal$0.00$0.00See FINRA Report
Asher Dov Wolmark2064857810/02/2018Judgment / Lien$0.00$0.00See FINRA Report
Michael Jason Collins2915653303/05/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Jason Collins2915653310/23/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Asher Dov Wolmark2064857807/27/2017FinancialFinal$0.00$0.00See FINRA Report
Asher Dov Wolmark2064857807/12/2017Judgment / Lien$0.00$0.00See FINRA Report
Asher Dov Wolmark2064857805/04/2017Judgment / Lien$0.00$0.00See FINRA Report
Asher Dov Wolmark2064857803/03/2016FinancialFinal$0.00$0.00See FINRA Report
Asher Dov Wolmark2064857802/07/2013RegulatoryFinal$0.00$0.00See FINRA Report
Asher Dov Wolmark2064857802/01/2013Judgment / Lien$0.00$0.00See FINRA Report

12 Results

Display: