Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Jason Collins | 2915653 | 3 | 11/18/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Asher Dov Wolmark | 2064857 | 8 | 10/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Jason Collins | 2915653 | 3 | 03/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Jason Collins | 2915653 | 3 | 10/23/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Asher Dov Wolmark | 2064857 | 8 | 07/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Asher Dov Wolmark | 2064857 | 8 | 07/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Asher Dov Wolmark | 2064857 | 8 | 05/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Asher Dov Wolmark | 2064857 | 8 | 03/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Asher Dov Wolmark | 2064857 | 8 | 02/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Asher Dov Wolmark | 2064857 | 8 | 02/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |