Our Staff has compiled our research into a database of FINRA Broker Disclosures for XML Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Farnham Collins | 2367431 | 1 | 07/22/2016 | Customer Dispute | Denied | $24,350.00 | $0.00 | See FINRA Report |
| John Eric Wightman | 2769487 | 1 | 08/23/2014 | Customer Dispute | Denied | $10,815.20 | $0.00 | See FINRA Report |