Our Staff has compiled our research into a database of FINRA Broker Disclosures for OAK Hills Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Nelson Holloway | 1342511 | 4 | 09/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Nelson Holloway | 1342511 | 4 | 06/22/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Mark Nelson Holloway | 1342511 | 4 | 02/23/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mark Nelson Holloway | 1342511 | 4 | 01/03/2017 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Donald Lee Dillingham | 1310888 | 1 | 01/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian McDonald Megenity | 2889637 | 1 | 01/31/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |