Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kraig Richard Mickelsen | 2845238 | 1 | 01/04/2012 | Customer Dispute | Denied | $33,962.30 | $0.00 | See FINRA Report |
| David Leon Lynn | 601089 | 1 | 08/08/2011 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Craig Giovanni Bodden | 3209902 | 1 | 06/20/2011 | Customer Dispute | Closed-No Action | $43,802.30 | $0.00 | See FINRA Report |
| Robert Joseph Fratesi | 1373072 | 3 | 06/06/2011 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |
| David Charles Levine | 2569418 | 2 | 04/07/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Merlin Earl Ames | 5039655 | 4 | 03/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Merlin Earl Ames | 5039655 | 4 | 02/23/2011 | Customer Dispute | Pending | $9,000.00 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 02/23/2011 | Customer Dispute | Settled | $252,770.00 | $0.00 | See FINRA Report |
| Richard Raymond Brown | 2541545 | 1 | 02/17/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Clayton Conner | 1061074 | 1 | 12/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |