Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Everett Schrader | 1386624 | 8 | 10/01/2001 | Customer Dispute | Denied | $13,981.90 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 03/05/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Black | 1318058 | 2 | 03/30/2000 | Customer Dispute | Settled | $141,000.00 | $0.00 | See FINRA Report |
| John Robert Burnham | 4448579 | 1 | 09/09/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Lewton Larson | 1092785 | 3 | 04/24/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Lewton Larson | 1092785 | 3 | 04/20/1998 | Customer Dispute | Closed-No Action | $126,000.00 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 12/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 12/13/1994 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Stanley Jay Goldring | 224415 | 1 | 08/29/1990 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Fratesi | 1373072 | 3 | 06/22/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |