Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronan David Cox | 2693480 | 1 | 09/25/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dianne Marie Larson | 4690759 | 3 | 09/20/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Everett Schrader | 1386624 | 8 | 01/17/2006 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 11/17/2004 | Customer Dispute | Denied | $22,495.30 | $0.00 | See FINRA Report |
| Michael Andrew Black | 1318058 | 2 | 07/07/2004 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 06/18/2003 | Customer Dispute | Denied | $14,447.50 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 06/17/2003 | Customer Dispute | Settled | $5,757.26 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 02/07/2003 | Customer Dispute | Denied | $5,221.57 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 11/18/2002 | Customer Dispute | Denied | $4,162.50 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 03/07/2002 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |