Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Elliot Marshall | 2208035 | 3 | 06/19/2013 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| Roshan A Loungani | 4256993 | 5 | 06/17/2013 | Customer Dispute | Settled | $76,019.00 | $0.00 | See FINRA Report |
| Anthony Michael Hanley | 4478784 | 2 | 06/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Eric Cross | 4522751 | 1 | 01/07/2012 | Customer Dispute | Settled | $44,810.60 | $0.00 | See FINRA Report |
| Paul Hunt Espey | 4768872 | 1 | 01/07/2012 | Customer Dispute | Settled | $44,810.60 | $0.00 | See FINRA Report |
| Robert Joseph Fratesi | 1373072 | 3 | 06/06/2011 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 02/23/2011 | Customer Dispute | Settled | $252,770.00 | $0.00 | See FINRA Report |
| Richard Raymond Brown | 2541545 | 1 | 02/17/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brenton William Collins | 4915000 | 3 | 02/05/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Nicholas Gregg Boetjer | 5113754 | 1 | 01/15/2010 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |