Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Andrew Black | 1318058 | 2 | 03/30/2000 | Customer Dispute | Settled | $141,000.00 | $0.00 | See FINRA Report |
Matthew Lewton Larson | 1092785 | 3 | 04/20/1998 | Customer Dispute | Closed-No Action | $126,000.00 | $0.00 | See FINRA Report |
Michael Roy Blueweiss | 728969 | 9 | 12/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mark Everett Schrader | 1386624 | 8 | 12/13/1994 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
Stanley Jay Goldring | 224415 | 1 | 08/29/1990 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
Mark Everett Schrader | 1386624 | 8 | 07/01/1989 | Customer Dispute | Award / Judgment | $2,500.00 | $1,015.00 | See FINRA Report |