Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Maximilian Kort | 5376727 | 3 | 09/09/2019 | Customer Dispute | Award / Judgment | $1,669,480.00 | $0.00 | See FINRA Report |
| Peter Elliot Marshall | 2208035 | 3 | 07/01/2010 | Customer Dispute | Award / Judgment | $925,000.00 | $0.00 | See FINRA Report |
| Mark Everett Schrader | 1386624 | 8 | 07/01/1989 | Customer Dispute | Award / Judgment | $2,500.00 | $1,015.00 | See FINRA Report |