Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry Stephen Popper | 861818 | 1 | 01/12/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| William Michael Gordon | 4234103 | 1 | 12/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |