Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Dean Leedy | 1012440 | 1 | 12/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Charles Maiers | 4294492 | 3 | 09/06/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Charles Maiers | 4294492 | 3 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Charles Maiers | 4294492 | 3 | 09/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |