Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megan Theresa Grandmaison | 7016974 | 1 | 11/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Ahearn | 5018599 | 1 | 09/23/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Nicholas Low | 5610191 | 1 | 11/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric C Hanson | 2574458 | 1 | 08/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Olexa | 1726384 | 4 | 08/20/2018 | Customer Dispute | Pending | $2,211,040.00 | $0.00 | See FINRA Report |
| Brian Edward McGuinness | 4836852 | 2 | 10/05/2017 | Customer Dispute | Denied | $229.00 | $0.00 | See FINRA Report |
| Paul Allan McFeeley | 1478424 | 3 | 03/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William F Naegely | 5422409 | 5 | 03/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William F Naegely | 5422409 | 5 | 03/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William F Naegely | 5422409 | 5 | 03/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |