Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Bartly Wolf | 2235652 | 8 | 10/19/2004 | Customer Dispute | Settled | $22,143.00 | $0.00 | See FINRA Report |
| Thomas Patrick Olexa | 1726384 | 4 | 09/08/2004 | Customer Dispute | Settled | $325,759.00 | $0.00 | See FINRA Report |
| Michelle Lenae Murray | 1983838 | 2 | 05/10/2004 | Customer Dispute | Settled | $31,609.00 | $0.00 | See FINRA Report |
| Thomas Patrick Olexa | 1726384 | 4 | 04/13/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ben Rollins Wilson | 1741666 | 3 | 04/02/2004 | Customer Dispute | Settled | $500,853.00 | $0.00 | See FINRA Report |
| James Jay Hausberg | 714061 | 1 | 12/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Olexa | 1726384 | 4 | 11/22/2002 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Ahern | 2257376 | 3 | 09/23/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Richard Scott Saperstein | 1141383 | 1 | 02/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Peter McFadden | 2837091 | 1 | 09/28/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |