Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Miller Verfurth | 2670337 | 2 | 04/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew D Harris | 5072932 | 1 | 09/25/2008 | Customer Dispute | Settled | $24,606.30 | $0.00 | See FINRA Report |
| Peter Todd Lyon | 1111674 | 2 | 09/25/2008 | Customer Dispute | Settled | $24,606.30 | $0.00 | See FINRA Report |
| Geoffrey Glenn Gregory | 3022134 | 1 | 08/27/2008 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Palmer Neville Murray | 2402661 | 1 | 07/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Philip Steinberg | 1573057 | 1 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Benjamin Hoffman | 728291 | 2 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard William Weeks IV | 2467229 | 3 | 03/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ben Rollins Wilson | 1741666 | 3 | 11/23/2005 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Ahern | 2257376 | 3 | 07/28/2005 | Customer Dispute | Settled | $1,311,470.00 | $0.00 | See FINRA Report |