Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Vantine Hart | 1082981 | 9 | 10/14/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Thomas Vantine Hart | 1082981 | 9 | 07/29/2003 | Customer Dispute | Settled | $648,208.00 | $0.00 | See FINRA Report |
| Thomas Vantine Hart | 1082981 | 9 | 05/19/2003 | Customer Dispute | Settled | $252,140.00 | $0.00 | See FINRA Report |
| Thomas Vantine Hart | 1082981 | 9 | 04/18/2002 | Customer Dispute | Settled | $154,000.00 | $0.00 | See FINRA Report |
| Thomas Vantine Hart | 1082981 | 9 | 07/05/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Vantine Hart | 1082981 | 9 | 05/04/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Vantine Hart | 1082981 | 9 | 09/15/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Vantine Hart | 1082981 | 9 | 02/06/1995 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Thomas Vantine Hart | 1082981 | 9 | 06/20/1990 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |