Our Staff has compiled our research into a database of FINRA Broker Disclosures for ETC Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Desich | 2771522 | 2 | 01/31/2014 | Customer Dispute | Pending | $232,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Desich | 2771522 | 2 | 11/30/2013 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Katherine Sholes Parker | 1077295 | 1 | 08/11/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |