Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Gerard Tessar | 1491923 | 2 | 03/11/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Patrick Flynn | 1914535 | 2 | 10/10/2017 | Customer Dispute | Dismissed | $40,489.00 | $0.00 | See FINRA Report |
| Robert John Demelfi | 2000650 | 2 | 01/07/2002 | Customer Dispute | Settled | $17,833.00 | $0.00 | See FINRA Report |
| Robert John Demelfi | 2000650 | 2 | 01/07/2002 | Customer Dispute | Settled | $5,716.00 | $0.00 | See FINRA Report |
| Edward Patrick Flynn | 1914535 | 2 | 09/29/1998 | Customer Dispute | Settled | $431,304.00 | $0.00 | See FINRA Report |
| Gabriel Gerard Tessar | 1491923 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |