Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Phillip Holland | 2303068 | 1 | 06/18/2009 | Customer Dispute | Denied | $1,827,490.00 | $0.00 | See FINRA Report |
| Matthew Philip Havens | 2362578 | 1 | 11/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |