Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cedar Point Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gregory John Fecho | 1377913 | 3 | 07/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gregory John Fecho | 1377913 | 3 | 03/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gregory John Fecho | 1377913 | 3 | 12/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard Joseph Nigon | 4363549 | 1 | 12/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Bruce Johnson | 259171 | 6 | 04/01/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
David Bruce Johnson | 259171 | 6 | 12/21/2001 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
David Bruce Johnson | 259171 | 6 | 09/17/2001 | Customer Dispute | Withdrawn | $35,175.00 | $0.00 | See FINRA Report |
David Bruce Johnson | 259171 | 6 | 01/18/2001 | Customer Dispute | Settled | $5,500,000.00 | $0.00 | See FINRA Report |
David Bruce Johnson | 259171 | 6 | 01/01/1993 | Customer Dispute | Settled | $61,600.00 | $0.00 | See FINRA Report |
David Bruce Johnson | 259171 | 6 | 10/05/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |