Our Staff has compiled our research into a database of FINRA Broker Disclosures for Moelis & Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Maxwell Trauber | 1708014 | 1 | 09/24/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Navarro | 6963802 | 3 | 04/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Navarro | 6963802 | 3 | 04/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Navarro | 6963802 | 3 | 04/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Powers | 6388173 | 1 | 03/12/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Lee Benson | 6811846 | 1 | 04/06/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Scott Auerbach | 2939417 | 1 | 04/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |