Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northwest Financial Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glen Matthew Cesari | 5773749 | 1 | 07/28/2014 | Customer Dispute | Denied | $19,800.00 | $0.00 | See FINRA Report |
| Thomas K Turner | 2255163 | 1 | 07/22/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| James T Christy | 4577507 | 1 | 11/14/2006 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |