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FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 95 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas David Desanto3091871104/23/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Anthony Ruffo2709831302/26/2008Customer DisputeClosed-No Action$300,000.00$0.00See FINRA Report
Brandon G Tieman5960871302/25/2008Judgment / Lien$0.00$0.00See FINRA Report
Ryan August Leopold4891295211/17/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
Christopher Jon Hale2692696811/01/2007Judgment / Lien$0.00$0.00See FINRA Report
Eric Robert Patterson2617844101/30/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Rebecca Vail Hollister2488537102/11/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Robert Gordon Bushea2820852110/26/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Tim Lair5940463111/26/2003CriminalFinal Disposition$0.00$0.00See FINRA Report
Aaron Matthew Wiseman5266499108/17/2003CriminalFinal Disposition$0.00$0.00See FINRA Report

95 Results

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