Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas David Desanto | 3091871 | 1 | 04/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mark Anthony Ruffo | 2709831 | 3 | 02/26/2008 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
Brandon G Tieman | 5960871 | 3 | 02/25/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ryan August Leopold | 4891295 | 2 | 11/17/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Christopher Jon Hale | 2692696 | 8 | 11/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Robert Patterson | 2617844 | 1 | 01/30/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Rebecca Vail Hollister | 2488537 | 1 | 02/11/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Gordon Bushea | 2820852 | 1 | 10/26/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Tim Lair | 5940463 | 1 | 11/26/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Aaron Matthew Wiseman | 5266499 | 1 | 08/17/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |