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FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 61-70 out of 95 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott Paul Passias2469607106/17/2011Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
Bryan C McCabe5024207105/03/2011RegulatoryFinal$0.00$0.00See FINRA Report
Christopher Jon Hale2692696805/01/2011Judgment / Lien$0.00$0.00See FINRA Report
Christopher Jon Hale2692696803/01/2011Judgment / Lien$0.00$0.00See FINRA Report
Andrew Thomas Wrigley4820238111/11/2010RegulatoryFinal$0.00$0.00See FINRA Report
Maria Elaine Norris4605300110/19/2009Customer DisputeSettled$15,000.00$0.00See FINRA Report
Bonnie D Clark4692512109/04/2009Judgment / Lien$0.00$0.00See FINRA Report
Valerie Josephine Strange4980463306/01/2009Judgment / Lien$0.00$0.00See FINRA Report
Valerie Josephine Strange4980463304/01/2009Judgment / Lien$0.00$0.00See FINRA Report
Ryan August Leopold4891295203/30/2009RegulatoryFinal$0.00$0.00See FINRA Report

95 Results

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