Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott Paul Passias | 2469607 | 1 | 06/17/2011 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
Bryan C McCabe | 5024207 | 1 | 05/03/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christopher Jon Hale | 2692696 | 8 | 05/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christopher Jon Hale | 2692696 | 8 | 03/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Andrew Thomas Wrigley | 4820238 | 1 | 11/11/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Maria Elaine Norris | 4605300 | 1 | 10/19/2009 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Bonnie D Clark | 4692512 | 1 | 09/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Valerie Josephine Strange | 4980463 | 3 | 06/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Valerie Josephine Strange | 4980463 | 3 | 04/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ryan August Leopold | 4891295 | 2 | 03/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |